UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | (1) | 12/30/2024 | Common Stock | 8,750 | $ 1.9 | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 3,873 | $ (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jensen Paul C. 100 BURTT ROAD, SUITE 115 ANDOVER, MA 01810 |
X |
/s/ Lisa Wager, by Power of Attorney | 06/11/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The stock options became exercisable upon issuance. |
(2) | The restricted stock units vest on the later of January 2, 2022 or the next annual meeting of BYRN's stockholders at which directors are elected, provided that the reporting person remains in continuous service to BYRN through such date. The restricted stock units will be settled in cash or shares of BYRN common stock on or before March 15, 2023. |
(3) | Each restricted stock unit represents a contingent right to receive one share of BYRN common stock or cash. |